Literature Center
AdvisorShares
Documents
Click on the expandable menu to view/download/print items in each section below. The literature center is a resource to find additional regulatory documents, tax reports, and other important documents and disclosures.
<strong>Factsheets</strong>
<strong>Financial Reports</strong>
<strong>QII Reports</strong>
<strong>Historic Tax Reports</strong>
<strong>Commodity Pool Liquidation Financial Statements</strong>
<strong>IRS Form 8937 for liquidated ETFs</strong>
<strong>Consolidated Holdings File</strong>
<strong>Procedures for Disclosure of Portfolio Holdings</strong>
<strong>Liquidated ETFs</strong>
<strong>N-PORT Part F Schedule of Investments 3/31</strong>
<strong>N-PORT Part F Schedule of Investments 9/30</strong>
<strong>Tailored Shareholder Report</strong>
Below are the new Tailored Shareholder Reports (TSR) for each of our ETFs. This is a new report required by the SEC (Securities and Exchange Commission) which should help lower operation cost for ETFs by reducing printing expenses and is designed to present important information in a simple, easy to read format. We believe the TSR will evolve over time, however there are specific requirements from the SEC on how the data is displayed. For example, you could have one derivative in the portfolio such as a swap or futures contract, that could provide exposure to a broad based index, such as the S&P 500, but this report will only show one position in the portfolio, even though that derivative represents a basket of 500 securities. We think the TSR is a step in the right direction to provide clear insight and lower costs for shareholders, however, please review the TSR’s in conjunction with the data displayed on each ETF page to get a very thorough understanding of the information associated with each ETF. If you have any questions, please do not hesitate to reach out to us using the Contact Us page, or call us at 1.877.843.3831.
<strong>Proxy Voting Record</strong>
The fund’s proxy voting record for the most recent 12-month period ending June 30th is available by clicking the links below:
Before investing you should carefully consider the Fund’s investment objectives, risks, charges and expenses. This and other information is in the prospectus and summary prospectus. Please read the prospectus and summary prospectus carefully before you invest. Foreside Fund Services, LLC, Distributor.
An investment in the Funds is subject to risk, including the possible loss of principal amount invested. The risks associated with each Fund include the risks associated with the underlying ETFs, which can result in higher volatility, and are detailed in each Fund’s prospectus and on each Fund’s webpage.